News and Events

FINRA Clarifies Level of Detail Required on Forms U-5
FINRA clarifies in Notice to Members 10-39 that member firms must provide sufficient detail on terminations for cause by "identify[ing] the policy, provide sufficient facts and circumstances to enable the reader to understand what conduct was involved, and review other questions on the form to determine whether an affirmative response to any other question is required."
September 2010
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Abbe R. Tiger receives NITA Advocate designation from the Board of Trustees of the National Institute for Trial Advocacy.

Abbe R. Tiger receives AV® Preeminent™ 4.9 out of 5 from Martindale-Hubbell®.
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American Bar Association
"National Institute on Internal Corporate Investigations and In-House Counsel"
May 2009
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